Stefan Kirchner
Wartime Rape
Sexual Terrorism in the Eastern Provinces
of the Democratic Republic of Congo
International Law and Human Rights
5
Preface
Already in the 1902 novel of the same title, Joseph Conrad referred to the then Belgian
Congo as "The Heart of Darkness", describing the terror brought upon the local
population by the Belgian rulers who were after the natural resources
1
of this country in the
heart of Africa with the size of Western Europe. Today the terror in the Eastern parts of
the DRC is directed primarily at women who are raped there in numbers and ways which
are virtually impossible to undestand. While wartime rape, sadly, is an ancient
phenomenon, the cruelty employed in the DRC is particularly shocking. The war in the
DRC may be over on paper, but the violence certainly is not. The situation is overlooked
by many, also by the news media in developed countries. Despite the massive UN presence
there, systematic rape continues to this very day and very little is done to alleviate the
problem. Only recently have women there found the courage to speak out but with
extremely limited success, if any at all. The involvement of the International Criminal Court
in the situation in the DRC is a small ray of hope but it has not changed the reality on the
ground for the women and girls who continue to suffer.
This book is based on a presentation by the author at the Université Paris 1 (Panthéon-
Sorbonne) in the course of an interdisciplinary seminar entitled "Femmes et Conflits". The
need for detailed background led to the inclusion of a rather generous annex which
contains key legal instruments in the fields of human rights, international humanitarian law
and international criminal law. The crimes dealth with in this book are disturbing and I
have aimed to describe the violence suffered by the victims in an appropriate manner.
Words cannot capture the violence which changes the victims' lives forever. Readers who
are interested in more case studies, eyewitness reports and reports from victims are
encouraged to read the material collected by Human Rights Watch on the issue. These
texts are available online free of charge from www.hrw.org.
Unfortunately this book could be more timely. At the time of writing this foreword, rebel
forces under General Nkunda are capturing positions near Goma
2
after the ceasefire broke
down yesterday,
3
civilian protests against MONUC's inability to stop the fighting are
turning violent
4
and the head of MONUC decided to step down after only seven weeks on
the job.
5
D.R.C. national forces are reported to retreat among the fleeing civilian
population while General Nkunda is said to have threatened to go all the way to Kinshasa.
He certainly has the military capability to do so and, not least due to the fact that the DRC
army also is suspected of serious human rights violations and violations of the laws of war,
including wartime rape, and due to General Nkunda's reputation for fighting the
Interhamwe, the militia responsible for the Rwanda genocide, might have the popular
1
On the natural resources aspect of the conflict in the DRC and a proposal for a sustainable peace there cf.
Stefan Kirchner Resource Management and Conflict Prevention in the Great Lakes Region, in: 3 Africa
Policy Watch (2008), pp. 8 et seq., available online at http://www.caaglop.org/APW/apw3.pdf.
2
Hez Holland Congo rebels threaten Goma in Eastern Offensive, in: International Herald Tribune, 27
October 2008, available online at http://www.iht.com/articles/reuters /2008/10/27/africa/OUKWD-UK-
CONGO-DEMOCRATIC-FIGHTING.php.
3
CNN Thousands flee fighting as Congo rebels seize Gorilla park, 26 October 2008, available online at
http://edition.cnn.com/2008/WORLD/africa/10/26/congo.gorillapark /index.html.
4
Holland, op. cit.
5
International Herald Tribune / Reuters / Associated Press Commander of UN peacekeepers in Congo
resigns,
in:
International
Herald
Tribune,
27
October
2008,
available
online
at
http://www.iht.com/articles/2008/10/27/africa/congo.php.
6
support to take power as well, in particular since he has shown restraint in not capturing
Goma when he could.
6
Thanks are due to Dr Margaret Salmon MD MPH (Harvard University) for comments on
some of the medical issues, Prof. David Pike (American University, Paris), who has edited a
book on crimes against women (David Pike (ed.) Crimes against Women, Routledge
Publishing, forthcoming) and who has been kind enough to include into said book a
chapter on legal questions surrounding the systematic rapes in the Kivu provinces. Many
aspects which, due to constraints in terms of pages, did not make it into my chapter for his
book can be found in this book. Further thanks are go to Carol Mann PhD for making it
possible for me to present the research which lead to this small book at the Sorbonne
during the aformentioned seminar on Woman in War in October 2008 as well as to the
participants of that seminar. My warmest thanks go to my friends who have supported my
work through their interest and many fruitful discussions, in particular Beate Rossmanith
and Ursule Mekongo. This book would not have been possible without them and it is to
them that this book is dedicated.
Stefan Kirchner
Frankfurt, 3 November 2008
6
Cf. Jeffrey Gettleman In Congo, fighting brings fears that chaos will return, in: International Herald
Tribune, 3 November 2008, available online at http://www.iht.com/articles/2008/11/03/africa/03congo.
php.
7
Abstract
About 5.4 million people have been killed in the wars in the Democratic Republic of
Congo (D.R.C.), the former Zaire. 45,000 die every month and hundreds of thousands of
women have been raped here in recent years. Wartime rapes are anything but new and have
been employed not only to terrorize the population but also as weapon of genocide in
Rwanda, Bosnia and Darfur. The Eastern Congolese provinces of North and South Kivu
have been affected by particular gruesome acts of violence and thousands of victims suffer
from rape-induced fistulae, ruptures of the walls which separate the victim's vagina from
her rectum. According to UN staff and doctors in the region, all armed groups in the
region are involved in rapes and despite the 2002 Pretoria Accord which put an official end
to the war, attacks and rapes continue to this very day. Many survivors are forced out of
their homes and their families abandoned and left to fend for themselves. Therefore, apart
from medical treatment and psychological counseling, there is a strong demand for justice.
But due to the weak position of women in Congolese society, justice is much harder to get
by than medical treatment. Although the Congolese Penal Code and Military Penal Code
penalize these crimes, the reaction by the Congolese government to the atrocities remains
insufficient, making a solution based on Congolese criminal law unlikely. The practical
application of the D.R.C.'s domestic laws is found wanting and the law does not have the
deterrent effect which is required to prevent future atrocities, also due to the traditional
position of women in Congolese society continues to be reflected in the law: According to
Art. 448 of the D.R.C.'s family code, a married woman has to obtain her husband's
permission to bring a case to court which provides a major obstacle on the road to
justice. This book deals with the multidimensional aspects of the problem, which range
from medicine and psychology to social issues and the quest for justice. In the latter part
we will examine not only the background by looking at relevant rules of International
Human Rights Law and International Humanitarian Law but also look at legal responses to
these crimes both on a national level in the D.R.C. as well as on an international level and
with the question of how justice can be achieved for rape victims in a country ravaged by
war in which women continue to be second class citizens.
9
Outline
Preface ... 5
Abstract ... 7
Outline... 9
Table of Cases ...11
List of Literature ...13
Other documents ...19
Chapter I Background...21
Chapter II Women's Rights under International Law ...27
Chapter III Denial of Justice in the DRC...35
Chapter IV A Role for the International Criminal Court...39
Chapter V Conclusions and Outlook ...41
Annexes: International Treaties and Documents...43
11
Table of Cases
International Criminal Tribunal for Rwanda
ICTR Prosecutor v. Akayesu, ICTR-96-4-T, Judgment, 2 September 1998.
International Criminal Tribunal for the former Yugoslavia
Prosecutor v. Delalic, IT-96-21-T, Judgment, 16 November 1998.
Prosecutor v. Furundzija, IT-95-17/1, Judgment, 10 December 1998
Prosecutor v. Kunarac, IT-96-23-T, Judgment, 22 February 2001
United States Military Commission
US v. Yamashita, (1947) 4 Law Reports of Trials of War Criminals 1, 35.
13
List of Literature
Pierre Akele Adau Réforme de la justice militaire en RDC: le nouveau droit judiciaire et
pénal militaire transitoire: un ´soft landing´ pour la Cour d´ordre militaire, in: 42 Congo-
Afrique: (2002), Issue No. 369/370, pp. 547 et seq.
Amnesty International Democratic Republic of Congo Mass Rape: Time for Remedies
(2004), cited as: Amnesty International (Congo).
Amnesty international Sudan, Darfur Rape as a weapon of war Sexual violence and
its consequences, (July 2004).
Andrea Böhm Wenn Frieden Männersache ist Gegen die Frauen im Kongo wird noch
immer Krieg geführt, in: Die Zeit, No. 50 (2006), available online at
http://zeus.zeit.de/text/2006/50/kongo.
Kofi Annan Women, Peace and Security Study submitted by the Secretary-General
pursuant to Security Council Resolution 1325 (2000).
Kelly Dawn Askin Prosecuting Wartime Rape and Other Gender-Related Crimes Under
International Law: Extraordinary Advances, Enduring Obstacles, in: 21 Berkeley Journal of
International Law (2003), pp. 288 et seq., cited as: Askin (Enduring Obstacles).
Kelly Dawn Askin Sexual Violence in Decisions and Indictments of the Yugoslav and
Rwanda Tribunals: Current Status, in: 93 American Journal of International Law (1999), pp.
97 et seq., cited as: Askin (Sexual Violence in Decisions and Indictments of the Yugoslav
and Rwanda Tribunals).
Kelly Dawn Askin The Quest for Post-Conflict Gender Justice, in: 41 Columbia Journal
of Transnational Law (2003), pp. 509 et seq.
Kelly Dawn Askin War Crimes against Women: Prosecution in International War Crimes
Tribunals (1997), cited as: Askin (War Crimes).
Pascale R. Bos Feminists Interpreting the Politics of Wartime Rape: Berlin, 1945;
Yugoslavia, 1992-1993, in: 31 Signs: Journal of Women in Culture and Society (2006), pp.
995 et seq.
Center for Reproductive Rights The Protocol on the Rights of Women in Africa: An
Instrument for Advancing Reproductive and Sexual Rights, Briefing Paper,
www.reproductiverights.org.
Christine Chinkin Rape and Sexual Abuse of Women in International Law, in: 5
European Journal of International Law (1994), pp. 1 et seq.
Lucy Clayton MSF confronts sexual violence in Sierra Leone, 8 September 2003,
http://www.msf.org.
14
C.P.M. Cleiren / M.E.M. Tijssen Rape and Other Forms of Sexual Assault in the Armed
Conflict in the Former Yugoslavia: Legal, Procedural, and Evidentiary Issues, in: 5 Criminal
Law Forum (1994), pp. 481 et seq.
CNN Thousands flee fighting as Congo rebels seize Gorilla park, 26 October 2008,
available
online
at
http://edition.cnn.com/2008/WORLD/africa/10/26/congo.
gorillapark/index.html, cited as: CNN (Gorilla Park).
Helen Durham Women, armed conflict and international law, in: 84 International Review
of the Red Cross (2002), pp. 655 et seq.
Jeffrey Gettleman In Congo, fighting brings fears that chaos will return, in: International
Herald Tribune, 3 November 2008, available online at http://www.iht.com/articles/2008
/11/03/africa/03congo. php.
Sarah Gieseke Rape as a Tool of War in the Eastern Democratic Republic of Congo
(2007).
Richard Goldstone The United Nations' War Crimes Tribunals: An Assessment, in: 12
Connecticut Journal of International Law, pp. 227 et seq.
Leslie C. Green The contemporary law of armed conflict, 2
nd
ed., Manchester University
Press, Manchester (2000)
Ruth Harris The "Child of the Barbarian": Rape, Race and Nationalism in France During
the First World War, in: Past & Present, Nos. 138-141 (1993), pp. 170 et seq.
Mujo Haskovic Psychosocial Support for Women Victims of Sexual Violence During
the War in Bosnia and Herzegovina 1992 1995, in: Commission for Gathering Facts on
War Crimes in Bosnia and Herzegovina (ed.) The sin of silence risk of speech,
Collection of the reports from international conference held in Sarajevo on 10th and 11th
March 1999, pp. 533 et seq.
Hez Holland Congo rebels threaten Goma in Eastern Offensive, in: International Herald
Tribune, 27 October 2008, available online at http://www.iht.com/articles/reuters
/2008/10/27/africa/OUKWD-UK-CONGO-DEMOCRATIC-FIGHTING.php.
Human Rights Watch D. R. Congo: Tens of Thousands Raped, Few Prosecuted,
available online at http://www.hrw.org/english/docs/2005/03/07/congo/10258.html.
Human Rights Watch International Justice for Women: The ICC marks a New Era, 1
July 2002, http://www.hrw.org/campaigns/icc/icc-women.htm, cited as: Human Rights
Watch (ICC).
ICC Press Release: Prosecutor receives referral of the situation in the Democratic
Republic of Congo, ICC-OTP-20040419-50-En, 19 April 2004.
ICRC Stories from the Field: Democratic Republic of the Congo: "I want my child and
me to be accepted", 2 March 2007, http://www.icrc.org.
15
International Herald Tribune / Reuters / Associated Press Commander of UN
peacekeepers in Congo resigns, in: International Herald Tribune, 27 October 2008,
available online at http://www.iht.com/articles/2008/10/27/africa/congo.php.
Yuogindra Khushalani Dignity and Honour of Women as Basic and Fundamental
Human Rights (1982).
Stefan Kirchner Congo, in: David W. Pike (ed.) Crimes against Women, Ashgate
Publishing (forthcoming), cited as: Kirchner (Congo).
Stefan Kirchner Hell on Earth Systematic Rape in Eastern Congo, in: 13 Journal of
Humanitarian Assistance, (2007), 6 August 2007, http://www.jha.ac/2007/08/06/hell-on-
earth-systematic-rape-in-eastern-congo/#fn-1186442655171.
Stefan Kirchner Resource Management and Conflict Prevention in the Great Lakes
Region, in: 3 Africa Policy Watch (2008), pp. 8 et seq., available online at
http://www.caaglop.org/APW/apw3.pdf.
Stefan Kirchner Wartime Rape and International Law, in: Social Science Research
Network, 27 December 2007, http://ssrn.com/ abstract=1078919.
Juliane Klippenberg Seeking Justice: The Prosecution of Sexual Violence in the Congo
War, 17 Human Rights Watch Reports (March 2005), No. 1 (A), cited as: Klippenberg
(Seeking Justice).
Juliane Klippenberg The War within the War Sexual Violence Against Women and
Girls in Eastern Congo, Human Rights Watch (2002), cited as: Klippenberg (The War
within the War).
René Lefort Congo: A Hell on Earth for Women, in: Le Nouvel Observateur, 11-18
September 2003.
Scott Lyons The African Court on Human and Peoples' Rights, 10 ASIL Insights (2006),
Issue 24, 19 September 2006, http://www.asil.org/insights060919.cfm.
Polly Markandya / Fiona Lloyd-Davis DRC: A plaster on a gaping wound, 16 April 2002,
http://www.msf.org.
Chris McGreal Hundreds of thousands raped in Congo wars, in: The Guardian, 14
November 2006, available online at http://www.guardian.co.uk/print/0,,329626772-
110889,00.html.
Medecins sans frontieres Rape as a Weapon of War, 5 March 2004, http://www.msf.org.
Médecins sans frontières Sexual Violence as a Weapon of War: MSF report eastern DRC,
1 April 2004, http://www.msf.org, cited as: Médecins sans frontiéres (Sexual Violence).
16
Theodor Meron Rape as a Crime Under International Humanitarian Law, in: 87
American Journal of International Law (1993), pp. 424 et seq.
Gillian Mezey Rape in War, in: 5 Journal of Forensic Psychiatry (1994), pp. 583 et seq.
Marie Mossi Mota / Mariana Duarte Committee on the Elimination of Discrimination
against Women, 36
th
session, 7-25 August 2006 Report on the implementation of the
Convention on the Elimination of All forms of Discrimination Against Women by the
Democratic Republic of Congo, 1
st
ed., World Organization Against Torture, Geneva
(2006).
Catherine N. Niarchos Women, War, and Rape: Challenges Facing the International
Tribunal for the Former Yugoslavia, in: 17 Human Rights Quarterly (1995), pp. 649 et seq.
Rob Nordland Congo's Wounds of War: More Vicious than Rape The atrocity reports
from eastern Congo were so hellish that Western medical experts refused to believe them
at first, in: MSNBC, 13 November 2006, available online at http://www.msnbc.
msn.com/is/15704030/site/newsweek/page/3.
Valerie Oosterveld Sexual Slavery and the International Criminal Court: Advancing
International Law, in: 23 Michigan Journal of International Law (2004), pp. 605 et seq.
Sabina Popovic Delayed Psychological and Psychiatric Effects of Violence Committed
Against Women During the War in Bosnia and Herzegovina 1992 1995, in: Commission
for Gathering Facts on War Crimes in Bosnia and Herzegovina (ed.) The sin of silence
risk of speech, Collection of the reports from international conference held in Sarajevo on
10th and 11th March 1999, pp. 523 et seq.
Marion Pratt / Leah Werchick Sexual Terrorism: Rape as a Weapon of War in Eastern
Democratic Republic of Congo An assessment of programmatic responses to sexual
violence in North Kivu, South Kivu, Maniema and Orientale Provinces, USAID / DCHA
(2004).
Tiare Rath In War-Riddled Congo, Militias Rape with Impunity, Women's eNews, 27
April 2003, http://www.womensenews.org/Article.cfm/dyn/aid/1307/context/cover.
Reuters / Associated Press Defying the UN, Congo rebels launch offensive, in:
International
Herald
Tribune,
26
October
2008,
available
online
at
http://www.iht.com/articles/2008/10/26/arts/congo.php.
Henry J. Steiner / Philip Alston International Human Rights in Context Law, Politics,
Morals, 2
nd
ed., Oxford University Press, Oxford (2000)
United Nations High Commissioner for Human Rights, Sub-Commission on the
Promotion and Protection of Human Rights Systematic rape, sexual slavery and
slaverylike practices, Sub-Commission resolution 1999/16, 26 August 1999.
17
UN News Service DR Congo: army and police continue to violate civilians' human rights,
says UN mission, 21 February 2007, http://www.un.org/apps/news/printnews
Ar.asp?nid=21635.
United Nations Security Council Report of the Secretary-General on children and armed
conflict in the Democratic Republic of the Congo, 28 June 2007, UN Doc. S/2007/391.
Aiko Utsumi How the Violence against Women were dealt with in War Crime Trials, in:
Indai Lourdes Sajor (ed.) Common Grounds (1998), pp. 187 et seq.
Emily Wax A Brutal Legacy of Congo War Extent of Violence Against Women
Surfaces as Fighting Recedes, in: Washington Post, 25 October 2003, p. A01.
Stephanie K. Wood A Woman Scorned for "Least Condemned" War Crime: Precedent
and Problems with Prosecuting Rape as a Serious War Crime in the International Criminal
Tribunal for Rwanda, in: 13 Columbia Journal of Gender and Law (2004), pp. 274 et seq.
Alexander Zahar / Göran Sluiter International Criminal Law A Critical Introduction,
1
st
ed., Oxford University Press, Oxford (2008).
19
Other documents
African Charter on Human and People's Rights (27 June 1981, OAU Doc. CAB/LEG/67/
3 rev. 5, 21 I.L.M. 58 (1982))
Code Judiciaire Militaire, Loi N
o
023/2002
Code Penal Militaire
Convention on the Elimination of all Forms of Discrimination Against Women (CEDAW)
(18 December 1979, 1249 U.N.T.S. 13, Can. T.S. 1982 No. 31, 19 I.L.M. 33)
Convention on the Rights of the Child (United Nations General Assembly Resolution
44/25, 20 November 1989)
Declaration of Kinshasa concerning the impact of gender on peace and development in the
Great Lakes Region
First Protocol Additional to the Geneva Conventions (1125 U.N.T.S. 3)
(Fourth) Geneva Convention Relative to the Protection of Civilian Persons in Time of War
(75 U.N.T.S. 287)
http://www.worldwidefistulafund.org/Other%20Causes.html
http://www.youtube.com/watch?v=hyB2PswYX5o
Instruction for the Government of Armies of the United States in the Field, General
Orders No. 100, 24 April 1863, cited as: Lieber Code
International Convention on Civil and Political Rights (United Nations General Assembly
Resolution 2200A (XXI), 21 U.N. GAOR Supp. (No. 16) at 52, U.N. Doc. A/6316 (1966),
999 U.N.T.S. 171)
Loi N
o
024/2002
Protocol for the Establishment of an African Court of Human Rights
Protocol to the African Charter on Human and Peoples' Rights concerning the Rights of
Women in Africa
Report to the Economic and Social Council, E/2002/68/Add.1.
Second Protocol Additional to the Geneva Conventions (1125 U.N.T.S. 609)
Statute of the International Criminal Court (37 ILM 999)
UN Doc. A/CONF.177/20, 17 October 1995, reprinted in: 35 International Legal
Materials (1996), pp. 401 et seq., No. 112
20
Universal Declaration of Human Rights (United Nations General Assembly Resolution 217
A (III), 10 December 1948)
United Nations General Assembly Resolution 44/25, 20 November 1989.
Vienna Declaration
21
Chapter I
Background
1. Systematic Rape in Kivu
About 5.4 million
7
people have died in the wars in the Democratic Republic of Congo
(D.R.C.).
8
45,000 die every month
9
and hundreds of thousands
10
of women have been
raped here in recent years.
11
War-time rapes are a phenomenon which is as old as human
warfare and have been employed not only to terrorize the population but also as weapon of
genocide, for example in Rwanda, Bosnia
12
and Darfur.
13
Yet, reports from the provinces
of North and South Kivu in the Eastern Democratic Republic of Congo about massive and
systematic rapes are so shocking that even experienced professionals who have been
working with rape victims for years initially were unable to believe what was happening
there.
14
The Eastern Congolese provinces of North and South Kivu have been affected by
particular gruesome acts of violence.
As we will see, it is extremely difficult for victims to overcome the shame and seek
treatment and then to actually travel to a hospital. Many more women might never receive
any treatment at all. In many cases the victims, infants and children, teenagers, mothers and
elderly women,
15
have been deliberately injured during or after the rape. Injuries were not
only caused by gang rapes but also by the deliberate insertion of objects into the vagina,
including gun barrels,
16
a practice already known from the war in Bosnia.
17
Often guns were
fired into the victim's vagina at point blank range
18
in order to cause maximum damage,
often with the intention to mark the victim for life, rather than kill her.
19
Some armed
7
Reuters / Associated Press Defying the UN, Congo rebels launch offensive, in: International Herald
Tribune, 26 October 2008, available online at http://www.iht.com/articles/2008/10/26/arts/congo.php.
8
For the purposes of this chapter, the term "Congo" refers only to the Democratic Republic of Congo,
formerly known as Zaire,m also known as Congo-Kinshasa, as opposed to Congo-Brazzaville.
9
CNN (Gorilla park), op. Cit.
10
In 2005, 42,000 rape victims were treated in South Kivu alone Chris McGreal Hundreds of thousands
raped
in
Congo
wars,
in:
The
Guardian,
14
November
2006,
available
online
at
http://www.guardian.co.uk/print/0,,329626772-110889,00.html.
11
McGreal, op. cit.
12
Cf. Pascale R. Bos Feminists Interpreting the Politics of Wartime Rape: Berlin, 1945; Yugoslavia, 1992-
1993, in: 31 Signs: Journal of Women in Culture and Society (2006), pp. 995 et seq., at p. 1012.
13
Cf. Amnesty international Sudan, Darfur Rape as a weapon of war Sexual violence and its
consequences, (July 2004).
14
Rob Nordland Congo's Wounds of War: More Vicious than Rape The atrocity reports from eastern
Congo were so hellish that Western medical experts refused to believe them at first, in: MSNBC, 13
November 2006, available online at http://www.msnbc.msn.com/is/15704030/site/newsweek/page/3.
15
Victims have been reported to age between 4 months and 84 years old, Marion Pratt / Leah Werchick
Sexual Terrorism: Rape as a Weapon of War in Eastern Democratic Republic of Congo An assessment of
programmatic responses to sexual violence in North Kivu, South Kivu, Maniema and Orientale Provinces,
USAID / DCHA (2004), p. 7.
16
Emily Wax A Brutal Legacy of Congo War Extent of Violence Against Women Surfaces as Fighting
Recedes, in: Washington Post, 25 October 2003, p. A01; McGreal, op. cit. (fn. 2).
17
The insertion of objects, including broken bottles and gun barrels, into the victim's vagina has already been
described as a practice also employed in Bosnia, cf. Bos, op. cit., at p. 1019, there fn. 28.
18
Wax, op. cit.; Nordland, op. cit.
19
Nordland, op. cit.
22
groups have developed what one could call "trademark injuries"
20
to make it very clear to
the civilian population who is terrorizing them:
21
These attacks include burning women,
22
raping exclusively girls age eleven to fourteen,
23
and tying the hands of the victims so tight
that they have to be amputated later.
24
Some victims actually had "their vaginas pulled
out".
25
Often the women are kidnapped while working in the fields
26
or on the way to fetch water,
food or firewood. Often kidnappings occur during raids of villages by armed attackers,
who often come in groups of two to five.
27
The victims are taken from the villages into the
forest where they are held captive and are gang raped for days or months.
28
2. Medical Aspects
It is not one but many groups in Eastern Congo which commit such crimes. According to
Medecins sans frontieres (MSF), "[a]ll armed groups have been involved in the widespread
sexual violence. The intent to terrorize, punish, and humiliate communities seen as
supportive of the other side made rape a weapon of war. Sexual violence has been so
clearly linked to the military strategy of warring parties and has occurred in such a
systematic way that it is wrong to think of it as a side effect of war."
29
Different groups
have taken to inflict different types of wounds in order to make clear to everyone who was
behind the attack: some insert objects, some burn women, some rape 11-14 year old girls,
some tie the hands of the victims so tight that they will often have to be amputated, an
other group holds the victims in slavery for months and rapes them until they get pregnant
for the sole purpose of aborting the child later.
30
The age range is equally shocking: in the
Eastern Congolese town of Shabunda, MSF reports that the victims included eleven year
old girls as well as grandmothers in their seventies
31
and at Panzi Hospital, doctors have
treated patients with rape-caused fistulae between 12 months and 71 years of age.
32
Thousands of victims suffer from fistulae, ruptures of the walls which separate the victim's
vagina from her rectum.
33
Fistulae render the patients incontinent.
34
The victims are unable
to control their bodily functions anymore
35
and are soaked in their own urine and feces,
36
20
Stefan Kirchner Congo, in: David W. Pike (ed.) Crimes against Women, Ashgate Publishing (forth-
coming).
21
Ibid.
22
Ibid.
23
Ibid.
24
Andrea Böhm Wenn Frieden Männersache ist Gegen die Frauen im Kongo wird noch immer Krieg
geführt, in: Die Zeit, No. 50 (2006), available online at http://zeus.zeit.de/text/2006/50/kongo.
25
McGreal, op. cit.
26
Médecins sans frontières Sexual Violence as a Weapon of War: MSF report eastern DRC, 1 April 2004,
http://www.msf.org.
27
Ibid.
28
Cf. Polly Markandya / Fiona Lloyd-Davis DRC: A plaster on a gaping wound, 16 April 2002,
http://www.msf.org.
29
Medecins sans frontieres (Sexual Violence), op. cit.
30
Böhm, op. cit.; Nordland, op. cit.
31
Markandya / Lloyd-Davis, op. cit.
32
Nordland, op. cit.
33
Nordland, op. cit.
34
Ibid.
35
Wax, op. cit.
36
Nordland, op. cit.
23
which essentially ends their social lives.
37
Furthermore, many victims are kidnapped and
held in sexual slavery for months.
38
Other victims are gang-raped in front of their husbands
or children, often villages are raided and most men are killed, most women raped. In some
villages, two out of three women are rape victims.
39
Fistulae can have many different causes, ranging from cervical cancer, lymphogranuloma
venereum
, coital injury to traditional rituals e.g. in different parts of Africa, including "ritual
cleansing" of the vagina through a solution containing potash shortly after the woman has
given birth, which can lead to the chemical destruction of the vaginal tissue, to gishiri.
40
The latter is a practice found in the northern parts of West Africa and involves the
insertion of a long knife into the vagina in order to make a cut with the aim of widening
the vagina, since it is believed that many gynecologic problems were "caused by a vagina
that is too narrow".
41
Fistulae are rarely seen in the developed world these days but in
eastern Congo they have become an epidemic, that is fistulae caused by rape. It is
estimated that 250,000 women had been raped by 2006 and thousands of them have been
injured so severely that they suffer from fistulae.
42
At the time being, though, it is
impossible for either the D.R.C. government or outside observers to give accurate victim
numbers. Many women here have not only been raped but often gang-raped repeatedly,
43
but "more often the damage is caused by the deliberate introduction of objects
44
into the
victim's vagina when the rape itself is over. The objects might be sticks or pipes. Or gun
barrels. In many cases the attackers shoot the victim in the vagina at point-blank range after
the have finished raping her."
45
Often the perpetrators make sure that they don't kill the
victim but inflict as much damage as possible, leaving the victim behind "permanently and
obviously marked".
46
Given that many perpetrators are HIV positive, HIV/AIDS is rapidly becoming a concern
for victims. But while access to Post Exposure Prophylaxis (PEP) is crucial,
47
awareness of
the existence of PEP needs to be raised in order to encourage victims to seek help as soon
as possible after the rape.
48
Other sexually transmitted diseases (STDs) are affecting many
victims, too. In Matili, MSF staff reported that on their first visit to the village after three or
four month, they had to treat all rape victims for STDs.
49
But the victims' husbands are
also aware of the victims' potential exposure to STDs. This knowledge leads many
husbands to reject their wives after they had been raped, because they fear that their wives
might transmit STDs to them.
50
Often, though, the rejection will be based on the stigma
associated with having been raped rather than the risk of STDs. But even if a rape victim is
37
Cf. ibid.
38
Cf. Wax, op. cit.
39
Böhm, op. cit.
40
http://www.worldwidefistulafund.org/Other%20Causes.html.
41
Ibid.
42
Nordland, op. cit.
43
Ibid.
44
The insertion of objects, including broken bottles and gun barrels, into the victim's vagina has already been
described as a practice also employed in Bosnia, Bos, op. cit., at p. 1019, there fn. 28.
45
Nordland, op. cit.
46
Ibid.
47
Medecins sans frontieres Rape as a Weapon of War, 5 March 2004, http://www.msf.org.
48
Cf. Lucy Clayton MSF confronts sexual violence in Sierra Leone, 8 September 2003,
http://www.msf.org.
49
Markandya / Lloyd-Davis, op. cit.
50
Ibid.
24
allowed to return to her house, it is "normal for [the victim's husband] to find a new wife,
moving the old one into a different room and ignoring her."
51
According to UN staff and doctors in the region, all armed groups in the region are
involved in rapes
52
and despite the 2002 Pretoria Accord which put an official end to the
war, attacks and rapes continue to this very day. As a matter of fact, UN peacekeepers
reported in early 2007 that the number of reported rapes is actually increasing.
53
Rather
than attacking each other directly, the armed groups have taken to raiding villages accused
of supporting other militias The militias are now not so much attacking each other directly
but rather attack the villages that are thought to support other militias.
54
Civilians have
become the prime target of the violence in Eastern Congo. What used to be a series of
wars between many warring factions has turned into all-out terrorism by all armed groups
against unarmed civilians.
3. Social Consequences
The gravity of the situation is highlighted by a UN report on the situation of children in
Ituri, North- and South-Kivu, dated 28 June 2007: "Despite all of the initiatives undertaken
to counter sexual violence and the adoption of two national laws on sexual violence on 20
July 2006, the number of sexual abuses remains extremely high. Sexual violence has
occurred virtually unabated, in a climate of impunity and judicial dysfunction. Although the
reported rate of sexual violence remains high, such incidents are under-reported and
accurate statistics are difficult to obtain because of a number of factors, including the fear
of ostracism and retribution which prevents survivors from coming forward; the
prohibitive distance and lack of access to medical care owing to the prevailing security
situation in some areas; a lack of faith in the judicial system; and the local tendency of
amicable settlement, whereby the perpetrator pays the victim an agreed upon sum.
[Between June 2006 and May 2007], 12,867 survivors of sexual violence were identified by
United Nations Children's Fund (UNICEF) partners in the eastern region of the
Democratic Republic of the Congo. Of those survivors, 4,222 were children (3,740 girls
and 482 boys). Children represent an alarming one third of survivors of sexual violence. Of
100 survivors in Ituri, 43 were children (of whom approximately 18 per cent were boys).
Of the aforementioned 4,222 children, information on the perpetrators is available in only
690 cases; in 29 cases, the perpetrators were members of [the Armed Forces of the D.R.C.]
or [Congolese National Police] (4.2 per cent); in 458 cases, they were from armed groups
(66 per cent); and in 203 cases, they were civilians (29 per cent)."
55
In some villages, two thirds of all women are thought to have been raped
56
but until
recently remaining silent was all that stood between the women and complete disgrace in
51
Ibid.
52
Nordland, op. cit.
53
UN News Service DR Congo: army and police continue to violate civilians' human rights, says UN
mission, 21 February 2007, http://www.un.org/apps/news/printnews Ar.asp?nid=21635.
54
Nordland, op. cit.
55
United Nations Security Council Report of the Secretary-General on children and armed conflict in the
Democratic Republic of the Congo, 28 June 2007, UN Doc. S/2007/391, p. 10.
56
Böhm, op. cit.
25
the eyes of their families
57
and communities.
58
Often the problem runs deeper than the
wounds which are visible.
59
Yet, it has become impossible for the women to remain silent and many finally dare to seek
medical help.
60
Only recently a small number women is going further and speaks about
their experiences. Exact victim numbers, though, are impossible to come by since many
women are still prevented from seeking medical help. Often victims will not be able to
afford the trip to the nearest hospital or are simply unable to travel due to their health
condition. Often traditional taboos force victims to essentially hide in the house. That is, if
they are lucky enough to have a family which is decides to allow them to return and which
does not force them out of the house.
But the stigma which is associated with having been raped is particularly strong in the
D.R.C.:
Often women, if they survive, are forced to leave their homes. While this is devastating for
women who suffer "only" from the psychological trauma of rape, it is life-threatening for
women with fistulae and other traumata.
Take into account that we are talking about women from small villages who have a certain
idea of identity as wives, mothers or daughters. Young women who have been raped
have virtually no chance to get married. Mothers who are forced out of their home loose
the key to their identity. Often women who have been raped, if they are allowed to stay in
the house, are forced to stay in one part of it, essentially hidden, while the husband takes a
new, a second, wife. In many cases their cooking utensils are taken away from them. For
someone from Europe that may not sound to bad. For many women there it is what finally
breaks them inside because they loose the only role they ever had. They loose their identity.
Among the most severely affected victims are the women who become pregnant during the
rape because they are burdened with the additional stigma of carrying the enemy's child,
making it more likely that they are being abandoned by their families.
Consequently they will often have to raise the child without the family support which is
vital in traditional societies such as the rural D.R.C.
61
Also many victims will never see a doctor out of shame. Often rape victims will not even
be willing to refer to what the crime as rape but as "it" or "what happened" and traditional
ideas concerning the status of women in the D.R.C. are a major obstacle to progress.
57
On the situation of the children born as a result of rape cf. Ruth Harris The "Child of the Barbarian":
Rape, Race and Nationalism in France During the First World War, in: Past & Present, Nos. 138-141 (1993),
pp. 170 et seq.
58
Böhm, op. cit.
59
On the psychological effects of wartime rape cf. Sabina Popovic Delayed Psychological and Psychiatric
Effects of Violence Committed Against Women During the War in Bosnia and Herzegovina 1992 1995, in:
Commission for Gathering Facts on War Crimes in Bosnia and Herzegovina (ed.) The sin of silence risk
of speech, Collection of the reports from international conference held in Sarajevo on 10th and 11th March
1999, pp. 523 et seq.; Mujo Haskovic Psychosocial Support for Women Victims of Sexual Violence
During the War in Bosnia and Herzegovina 1992 1995, in: Commission for Gathering Facts on War Crimes
in Bosnia and Herzegovina (ed.) The sin of silence risk of speech, Collection of the reports from
international conference held in Sarajevo on 10th and 11th March 1999, pp. 533 et seq.; Gillian Mezey Rape
in War, in: 5 Journal of Forensic Psychiatry (1994), pp. 583 et seq.
60
Cf. Böhm, op. cit.
61
See ICRC Stories from the Field: Democratic Republic of the Congo: "I want my child and me to be
accepted", 2 March 2007, http://www.icrc.org.
27
Chapter II
Women's Rights under International Law
The situation women in the DRC find themselves in contrasts starkly with the rights
women are supposed to enjoy under International Law.
62
Rape in fact violates the most
fundamental rights of women.
1. International Human Rights Law
To give just a few examples: Article 3 of the Universal Declaration of Human Rights and
Article 9 of the International Convention on Civil and Political Rights, the ICCPR,
guarantee life, freedom and safety of the person. Article 4 of the Universal Declaration and
Article 8 of the ICCPR prohibit slavery. Torture and inhuman treatment are prohibited by
Article 5 of the Universal Declaration and Article 7 ICCPR. These rules are clear and yet
the D.R.C. not only fails to prevent armed groups from using rape as a weapon of war
the D.R.C.'s own forces are involved, too.
The 1994 Declaration on the Elimination of Violence against Women, which, as a
Resolution of the General Assembly of the United Nations, is not binding, but nevertheless
a key document, requests states to take action against violence which is directed against
women. The 1993 Vienna Declaration of the World Conference on Human Rights stated
that "Gender based violence and all forms of sexual harassment and exploitation [...] are
incompatible with the dignity and worth of the human person and must be eliminated"
63
and demanded an "effective response" to systematic rape.
64
We are still missing such an
effective response. That's why the right to equal legal protection under Art. 2 (c) of the
1979 Convention on the Elimination of all Forms of Discrimination against Women
(CEDAW) is also at stake here, because victims or rape are not given fair access to justice,
as we will see in a moment.
The international human rights system is supplemented by specific African rules. Art. 18
(3) of the African Charter on Human and Peoples' Rights requires states parties to "ensure
the elimination of every discrimination against women and also to ensure the protection of
the rights of the woman". This rule is violated when women are not given equal access to
justice. Art. 14 (2) (a) of the 2003 Protocol to the African Charter on Human and People's
Rights concerning the Rights of Women in Africa
65
requires states to provide adequate,
62
The situation under Congolese law is dealt with in Kirchner (Congo), op. cit.
63
Vienna Declaration, No. 18.
64
Vienna Declaration, No. 38.
65
From a Human Rights perspective, this protocol is at best a two-edged sword due to its insistence on a
"right to abortion". Although regularly claimed even by renowned Human Rights NGOs such as Amnesty
International or Human Rights Watch, a "right to abortion" cannot exist from a lawyer's perspective: Human
Rights are rights of the individual (in some cases enjoyed in a group, e.g. freedom of religion) vis-a-vis the
state. Only in exceptional cases will there be a conflict with rights of others. Such conflicts will always be
indirect. The so called "right to abortion" does not pass the minimum test to be considered a "right" in a legal
sense because its exercise always requires the end of a human life. Moreover is the concept of a "right to
abortion" irreconcilible with a fundamental tenet of human rights: the legal recognition of human rights aims
at protecting the weak with regard to the strong. Nobody can be weaker than an unborn child who is unable
to express him- or herself. By deliberately abandoning this fundamental principle proponents of such "right"
are diminishing the moral credibility of human rights as such. Furthermore, what is referred to as the "right"
to abortion is simply a decision as to how to solve a conflict of interests. But not every legal solution to a
28
affordable and accessible health services for women. So far most African states including
the D.R.C. fail to do so. But there are also more concrete rules: On a more fundamental
level does the protocol require states to take appropriate measures to protect women
against sexual violence
66
and to create "and enforce laws to prohibit all forms of violence
against women including unwanted or forced sex".
67
A step further, the Protocol
68
demands
also that states provides appropriate remedies to women whose rights have been violated.
69
Such possibilities do not even exist on paper: According to Art. 448 of the D.R.C.'s family
code, a married woman has to obtain her husband's permission to bring a case to court.
70
We will come back to that in a moment.
Actually, from an International lawyer's perspective, Human Rights in Africa is one of the
most interesting current issues, although it is overlooked to a large extend by lawyers
outside Africa. The African Court of Human Rights was established with the entry into
force of a protocol to the African Charter on 25 January 2004. In 2003 the member states
of the African Union agreed on the creation of an African Court of Justice. Although there
are not yet enough ratifications for the statute of this African Court of Justice to enter into
force, the member states of the African Union agreed on 1
st
of July 2008, at their meeting
in Sharm El-Sheik, to merge the Human Rights Court and the African Court of Justice into
one tribunal, the African Court of Justice and Human Rights. If this plan goes through it
will achieve something for Africa which Europe has been attempting for some time and
which is not even on the horizon for the Americas, let alone Asia or the Arab world: a
unified, continent-wide system of legal protection. After all, the African Court on Human
Rights can apply not only the Charter but "any instrument or source of law concerning
human rights that is ratified by all states concerned".
71
Ideally the future African court will
resemble the United States Supreme Court at least as far as the relationship between
human rights norms and other rule is concerned. For the time being, the African system of
human rights protection is the least developed and least effective of the three regional
human rights systems.
72
One reason is that, unlike at the European Court of Human Rights
in Strasbourg, individuals and NGOs are severely restricted when it comes to bring a case
before the African Court. Individuals and NGOs "can only bring cases if they have been
recognized as having observer status"
73
and "it is unlikely that many African States will
conflict of interests requires recourse to rights of either interest holder. From a legal point of view, the usage
of the term "right" in this context is not only technically wrong but also endangers the entire human rights
"project". Women can certainly be better helped than through such artificial constructions which threaten to
undermine the entire concept of legally accepted human rights in particular since most victims of abortions
(wherever the technical capbilities exist to determine the gender during pregnancy) are girls. Demanding a
"right to abortion" therefore does not serve women's rights but places females at risk.
66
Art. 1 (j) Protocol to the African Charter on Human and Peoples' Rights concerning the Rights of Women
in Africa.
67
Art. 3 (4) (a) Protocol to the African Charter on Human and Peoples' Rights concerning the Rights of
Women in Africa.
68
Art. 25 Protocol to the African Charter on Human and Peoples' Rights concerning the Rights of Women in
Africa.
69
Center for Reproductive Rights The Protocol on the Rights of Women in Africa: An Instrument for
Advancing Reproductive and Sexual Rights, Briefing Paper, www.reproductiverights.org.
70
Ibid., p. 10.
71
Scott Lyons The African Court on Human and Peoples' Rights, 10 ASIL Insights (2006), Issue 24, 19
September 2006, http://www.asil.org/insights060919.cfm.
72
Henry J. Steiner / Philip Alston International Human Rights in Context Law, Politics, Morals, 2
nd
ed.,
Oxford University Press, Oxford (2000), p. 920.
73
Lyons, op. cit.; Art. 5 (3) and Art. 34 (6) Protocol for the Establishment of an African Court of Human
Rights.
29
recognize the competence of the African Court to hear individual or NGO petitions."
74
Also, compliance with human rights norms in Africa is still very much a matter of what is
politically desirable rather then based on states' obligations under international law.
75
Not only is the African record concerning compliance with international human rights law
dismal, ratifications also take a disproportionate amount of time. It is questionable when
or if the thirty necessary ratifications will be achieved. So far, unfortunately, many
African governments underestimate the potential international law gives them.
The same applies to Africa's checkered record with regard to other international human
rights instruments which are designed to protect women:
2. International Humanitarian Law
Because many rapes happen in the context of armed conflict, not only International
Human Rights Law but also International Humanitarian Law applies.
a) The International Laws of Armed Conflict and their
Applicability
International Humanitarian Law (IHL), the law of war or ius in bello, is the set of rules
which applies specifically in times of war. It is the purpose of IHL "to reduce the horrors"
76
of war as much as possible. An extremely important part of International Humanitarian
Law are those rules which are designed to protect civilians in times of armed conflict.
International Humanitarian Law is applicable not only in case of all-out war but in all
situations of armed conflict. It also applies to all armed groups in the conflict areas of the
Eastern D.R.C.
b) Wartime Rape under International Humanitarian Law
77
Rape and other forms of sexual violence in times of war are prohibited by International
Humanitarian Law.
78
The rapes in the Kivu provinces are shocking but not uncommon. To
74
Lyons, op. cit.
75
On 25 July 2008, a UNESCO-organized meeting of ministers of women affairs from different states in
Africa's Great Lakes Region adopted the Declaration of Kinshasa concerning the impact of gender on peace
and development in the Great Lakes Region. If was noted in the declaration "that adherence to a number of
international legal instruments on the part of countries of the Great Lakes Region has failed to translate into
tangible results in the lives of women." Although the declaration correctly notes that "violence against women
is widespread" and that rape is used as a weapon of war, it is an insult to the victims that representatives of
the regions governments actually claim that their states adhere to International Human Rights Law. After all,
all armed groups are involved in systematic rapes including the DRC Army and National Police. Insofar the
DRC can hardly claim adherence to International Human Rights Law, less so because the DRC has not
fulfiled her responsibility to protect her citizens against human rights abuses. Protecting citizens is the for the
formation of society in the form of a state. By failing to protect her citizens, the DRC has failed to satisfy this
obligation.
76
Leslie C. Green The contemporary law of armed conflict, 2
nd
ed., Manchester University Press,
Manchester (2000), p. 15.
77
On this aspect cf. more briefly Kirchner (Congo), op. cit.
30
the contrary, wartime rape continues to be a common phenomenon.
79
While it gained some
international attention during the Yugoslav Wars, it is often only seen as one of many
problems associated with armed conflict.
This prohibition of rape under IHL can be argued to amount even to jus cogens,
80
that is, to
rules of international law which take absolute precedence over other rules. In fact, as
wartime rape is an old problem, the prohibition of rape in times of war has been around
for some time as well: already the American Lieber Code (LC)
81
prohibited rape
82
and also
the Hague Regulations respecting the Laws and Customs of War on Land, which were
contained in annexes to the 1899 and 1907 Hague Conventions, prohibited rape through
the protection of "family honour and rights".
83
The Nuremberg Charter did not refer to
rape expressis verbis but the Tokyo Tribunal indicted Admiral Toyoda among other crimes
for "ordering, directing, inciting, causing, permitting [...] and failing to prevent [...]
Japanese Naval personnel [...] under his command [...] to rape, kill and commit other
atrocities."
84
After the end of World War II, Law No. 10 of the Allied Control Council for
Germany (Control Council Law No. 10) included rape as a crime against humanity. The
Second Additional Protocol to the Geneva Conventions prohibits rape "at any time and at
any place",
85
thereby elaborating on Art. 27 of the Fourth Geneva Convention, the Geneva
Convention Relative to the Protection of Civilian Persons in the Time of War (GC IV),
which calls for special protection for women in times of war, "in particular against rape,
enforced prostitution, or any form of indecent assault." Art. 27 of the Fourth Geneva
Convention gives particular protection to women against "rape, enforced prostitution or
any form of indecent assault".
86
Although this rule does not protect women against acts by
the authorities of the state of which they are citizens,
87
the protection offered by the
conventions is extended by the First Additional Protocol (AP I) to the Geneva
Conventions to everyone who is in the territory of a party to a conflict.
88
Also Articles 75
(2) and Art. 76 of the First Additional Protocol prohibit rape in times of war. Article 75 (2)
prohibits "outrages upon personal dignity, in particular humiliating and degrading
treatment, enforced prostitution and any form of indecent assault" with regard to both
sexes.
89
But the Additional Protocol goes further in protecting women in as far as it
78
For a good overview over how international law deals with gender-related crimes cf. Christine Chinkin
Rape and Sexual Abuse of Women in International Law, in: 5 European Journal of International Law (1994),
pp. 1 et seq. and Helen Durham Women, armed conflict and international law, in: 84 International Review
of the Red Cross (2002), pp. 655 et seq.
79
Cf. Stefan Kirchner Hell on Earth Systematic Rape in Eastern Congo, in: 13 Journal of Humanitarian
Assistance, (2007), 6 August 2007, http://www.jha.ac/2007/08/06/hell-on-earth-systematic-rape-in-eastern-
congo/#fn-1186442655171 with many references to literature on wartime rape in different conflicts.
80
Cf. Kelly Dawn Askin The Quest for Post-Conflict Gender Justice, in: 41 Columbia Journal of
Transnational Law (2003), pp. 509 et seq.
81
Instruction for the Government of Armies of the United States in the Field, General Orders No. 100, 24
April 1863.
82
Art. 44 Lieber Code.
83
Yuogindra Khushalani Dignity and Honour of Women as Basic and Fundamental Human Rights (1982),
p. 10.
84
So quoted by C.P.M. Cleiren / M.E.M. Tijssen Rape and Other Forms of Sexual Assault in the Armed
Conflict in the Former Yugoslavia: Legal, Procedural, and Evidentiary Issues, in: 5 Criminal Law Forum
(1994), pp. 481 et seq.
85
Art. 4 (2) lit. e) Second Protocol Additional to the Geneva Conventions.
86
Kofi Annan Women, Peace and Security Study submitted by the Secretary-General pursuant to Security
Council Resolution 1325 (2000), p. 34.
87
Ibid.
88
Ibid.
89
Ibid.
31
demands that women are particularly respected. Article 76 of the Second Additional
Protocol to the Geneva Conventions demands that women are to be "the object of special
respect and shall be protected in particular against rape, forced prostitution and any other
forms of indecent assault". These rules contain not only an obligation not to harm women,
but a positive obligation, requiring that women are being protected.
Female Prisoners-of-War, internees and detainees are to be treated in accordance with Art.
13, 25, 29, 85, 97, 108 of the Third Geneva Convention and Art. 75 (6) of the First
Additional Protocol. When it comes to punishments against POWs, the maximum
punishments applicable to male POWs must not be exceeded with regard to women, Art.
88 of the Third Geneva Convention.
90
Particular rules applied to criminal sanctions
imposed on pregnant women and mothers of young children by virtue of Art. 76 (3) of the
First Additional Protocol and Art. 6 (4) of the Second Additional Protocol.
91
Mothers of young children and pregnant women receive an ever higher degree of
protection based on Articles 18, 20, 21 of the Fourth Geneva Convention,
92
in particular
when it comes to receiving food (Art. 23, 50 and 89 GC IV and Art. 70 AP I)
93
and medical
care (Art. 50, 91 GC IV, Art. 70 AP I),
94
but also with regard to their physical safety (Art.
14, 17, 18 and 20 GC IV)
95
and finally with regard to their release, repatriation and their
accommodation in neutral countries (Art. 132 GC IV, Art. 76 AP I).
96
One important norm which also covers rape is Article 3 which is common to all Geneva
Conventions which prohibits among other acts "outrages upon personal dignity, in
particular humiliating and degrading treatment".
97
c) Rape as a War Crime
98
Wartime rape is also punishable under International Criminal Law. Some violations of
International Humanitarian Law are considered to be so serious as to amount to war
crimes. Rape is one of them.
Rape is prohibited under customary international law. Already the Lieber Code contains
both a prohibition of wartime rape
99
and a rule on its punishment
100
and at least since
World War II, since the United States Military Commission's decision Yamashita case
101
have military leaders been held liable for rapes which have been committed by their
troops.
102
In 1999 the UN Sub-Commission on the Promotion and Protection of Human
90
Cf. ibid.
91
Ibid.
92
Annan, p. 34.
93
Ibid.
94
Ibid.
95
Ibid.
96
Ibid.
97
Cf. Alexander Zahar / Göran Sluiter International Criminal Law A Critical Introduction, 1
st
ed.,
Oxford University Press, Oxford (2008), p. 131.
98
Cf. also Kirchner (Congo), op. cit., and Stefan Kirchner Wartime Rape and International Law, in: Social
Science Research Network, 27 December 2007, http://ssrn.com/ abstract=1078919.
99
Art. XLIV Lieber Code.
100
Art. XLVII Lieber Code.
101
United States Military Commission, US v. Yamashita, (1947) 4 Law Reports of Trials of War Criminals 1,
35.
102
Zahar / Sluiter, op. cit., p. 129.
32
Rights demanded that all acts of sexual violence be condemned and prosecuted
103
and
today wartime rape constitutes a war crime
104
which can be prosecuted by the International
Criminal Court (ICC) in The Hague
105
under Article 8 of the Rome Statute and which in
the past has already been prosecuted for example before the International Criminal
Tribunals for Rwanda (ICTR)
106
and the former Yugoslavia (ICTY):
107
The modern key
decisions on rape are Furundzija and Kunarac in which the ICTY defined rape as invasive
vaginal, anal or oral sex
108
without the consent of the victim.
109
But in the context of a
larger conflict rape takes on a meaning beyond the individual victim. Rape is used as a
weapon or war, a means of terrorizing the civilian population. Accordingly, in Akayesu, the
ICTR convicted the defendant for rape as a form of genocide,
110
in Delalic, the ICTY held
that sexual violence can constitute torture
111
and in Kunarac the defendant was convicted for
sexual slavery, rape and violations of human dignity which the ICTY considered war crimes
and crimes against humanity,
112
to give just a few examples.
In all of these cases, though, it has to be kept in mind what has been said initially, that is
that rape is only one of many problems associated with armed conflict which brings with it
the risk that systematic wartime rapes are not combated with the urgency the problem
requires.
d) The Protection of Children Against Wartime Rape
Young girls are particularly vulnerable in armed conflicts. International Humanitarian Law
therefore grants children special protection in times of armed conflicts and demands that
they are respected ("All children shall be the object of special respect and are to be
103
United Nations High Commissioner for Human Rights, Sub-Commission on the Promotion and
Protection of Human Rights Systematic rape, sexual slavery and slaverylike practices, Sub-Commission
resolution 1999/16, 26 August 1999.
104
On wartime rape as a crime cf. Theodor Meron Rape as a Crime Under International Humanitarian Law,
in: 87 American Journal of International Law (1993), pp. 424 et seq.; Aiko Utsumi How the Violence
against Women were dealt with in War Crime Trials, in: Indai Lourdes Sajor (ed.) Common Grounds
(1998), pp. 187 et seq.; Kelly Dawn Askin Prosecuting Wartime Rape and Other Gender-Related Crimes
Under International Law: Extraordinary Advances, Enduring Obstacles, in: 21 Berkeley Journal of
International Law (2003), pp. 288 et seq.; Kelly Dawn Askin War Crimes Against Women: Prosecution in
International War Crimes Tribunals (1997), pp. 262 et seq.
105
Art. 8 (2) lit. b (XXII) and Art. 8 (2) lit. e (VI) ICC-Statute; cf. Human Rights Watch International
Justice for Women: The ICC marks a New Era, 1 July 2002, http://www.hrw.org/campaigns/icc/icc-
women.htm; Valerie Oosterveld Sexual Slavery and the International Criminal Court: Advancing
International Law, in: 23 Michigan Journal of International Law (2004), pp. 605 et seq.
106
Kelly Dawn Askin Sexual Violence in Decisions and Indictments of the Yugoslav and Rwanda
Tribunals: Current Status, in: 93 American Journal of International Law (1999), pp. 97 et seq.; Stephanie K.
Wood A Woman Scorned for "Least Condemned" War Crime: Precedent and Problems with Prosecuting
Rape as a Serious War Crime in the International Criminal Tribunal for Rwanda, in: 13 Columbia Journal of
Gender and Law (2004), pp. 274 et seq.
107
Catherine N. Niarchos Women, War, and Rape: Challenges Facing the International Tribunal for the
Former Yugoslavia, in: 17 Human Rights Quarterly (1995), pp. 649 et seq. See also Askin (War Crimes), op.
cit. and Richard Goldstone The United Nations' War Crimes Tribunals: An Assessment, in: 12 Connecticut
Journal of International Law, pp. 227 et seq.
108
ICTY Prosecutor v. Furundzija, IT-95-17/1, Judgment, 10 December 1998, para. 185.
109
ICTY Prosecutor v. Kunarac, IT-96-23-T, Judgment, 22 February 2001, para. 457.
110
ICTR Prosecutor v. Akayesu, ICTR-96-4-T, Judgment, 2 September 1998.
111
ICTY Prosecutor v. Delalic, IT-96-21-T, Judgment, 16 November 1998.
112
ICTY Prosecutor v. Kunarac, IT-96-23-T, Judgment, 22 February 2001.
33
protected against sexual assault."
113
AP I), at the same time the Convention on the Rights
of the Child (CRC) continues to protect children in times of armed conflict (Art. 38 CRC).
In times of war, states parties to the CRC undertake to respect and ensure respect for rules
of IHL applicable to children.
114
Furthermore, states parties to the CRC have to take all
feasible measures to ensure protection and care of children who are affected by the armed
conflict.
115
The Optional Protocol to the Convention on the Rights of the Child on the sale of
children, child prostitution and child pornography and the Optional Protocol to the
Convention on the Rights of the Child on the involvement of children in armed conflict
add to the protection afforded to children under international law and need to be taken
into account accordingly.
e) After the war
Also the aftermath of an armed conflict holds dangers to women and accordingly,
international law is also concerned with "abuses associated with armed conflict or its
aftermath", such as forced prostitution and trafficking in women and girls.
116
International
law provides a number of tools to address this issue: the Convention for the Suppression
of the Traffic in Persons and of the Exploitation of the Prostitution of Others was adopted
by the General Assembly of the United Nations (UN GA) in 1950 and is supported
117
by
Art. 6 CEDAW, Art. 34 and 35 CRC, the International Labour Organization's 1999
Convention on the Worst forms of Child Labour (ILO Convention 182) and the UN
Convention against Transnational Organized Crime and its supplementary protocols, the
Protocol to Prevent, Suppress and Punish Trafficking in Persons, Especially Women and
Children and the Protocol against the Smuggling of Migrants by Land, Sea and Air, all
adopted by the United Nations General Assembly in 2000 as well as by the relevant
principles which have been established by the UN Office of the High Commissioner for
Human Rights (OHCHR).
118
113
Ibid.
114
Ibid., at p. 37.
115
Ibid.
116
Ibid.
117
Cf. ibid., pp. 37 et seq.
118
Report to the Economic and Social Council, E/2002/68/Add.1.
35
Chapter III
Denial of Justice in the DRC
119
Unfortunately, all these rules are ignored in the DRC in a most blatant manner. We have
already remarked on the similarities with the conflict in Rwanda. But also when it comes to
providing the victims with justice, there are sad parallels to the Rwanda genocide, in
particular in so far as it appears virtually impossible to bring all perpetrators to justice. The
major difference to the Rwandan genocide is that in the case of the war in the Eastern
D.R.C., much less is being done for the victims.
Although thousands of women have been raped, less than a dozen perpetrators had been
prosecuted by 2005.
120
Since then, the numbers have not managed to keep up with the ever
growing number of cases, far from it. Yet that does not mean that there are no legal rules
protecting the victims. Although only a tiny fraction of the perpetrators are brought to
justice, from the victims perspective, the important change is that now it is the criminals
who are in the defensive it used to be, that the victims were punished for having been
raped.
121
While the mindset of many Congolese men is not changed that easily and rape
victims continue to be shunned,
122
legislative changes are a step in the right direction.
Articles 167 to 171 of the Congolese Penal Code prohibit indecent, that is sexual, assault
and rape, that is sexual assault involving penetration.
123
These crimes and carry a sentence
of five to twenty years in prison.
124
The same punishment awaits kidnappers who physically
torture their victims,
125
which covers the cases in which girls and women are taken from
their homes to be held as sex slaves.
126
In case torture or rape lead to the death of the
victim Congolese law demands life in prison or the application of the death penalty.
127
Of
particular importance is the fact that a serious impairment of the health of the victim by the
rape is considered to be an aggravating factor, leading to one to ten years of
imprisonment.
128
Examples include pregnancy caused by rape on the infection with a
serious and painful disease.
129
The latter provision is more than necessary since it is
estimated that two thirds of the perpetrators are HIV positive
130
and up to 30 percent of all
victims are thought to have been infected with HIV.
131
Every second victim is thought to
have been infected with syphilis as well.
132
119
On the legal situation in the DRC cf. also Kirchner (Congo), op. cit.
120
Human Rights Watch D. R. Congo: Tens of Thousands Raped, Few Prosecuted, available online at
http://www.hrw.org/english/docs/2005/03/07/congo/10258.html; for more in-depth information see
Juliane Klippenberg Seeking Justice: The Prosecution of Sexual Violence in the Congo War, 17 Human
Rights Watch Reports (March 2005), No. 1 (A).
121
McGreal, op. cit.
122
Tiare Rath In War-Riddled Congo, Militias Rape with Impunity, Women's eNews, 27 April 2003,
http://www.womensenews.org/Article.cfm/dyn/aid/1307/context/cover.
123
Juliane Klippenberg The War within the War Sexual Violence Against Women and Girls in Eastern
Congo, Human Rights Watch (2002), p. 84.
124
Ibid.; cf. Klippenberg (Seeking Justice), op. cit., pp. 28 et seq.
125
Klippenberg (The War within the War), op. cit., p. 84.
126
Ibid.
127
Amnesty International Democratic Republic of Congo Mass Rape: Time for Remedies (2004), p. 16.
128
Ibid.
129
Ibid.
130
René Lefort Congo: A Hell on Earth for Women, in: Le Nouvel Observateur, 11-18 September 2003.
131
Ibid.
132
Ibid.
36
Although the reaction by the Congolese government to the atrocities remains insufficient,
it has to be noted that there have been legislative developments in reaction to the problem
of mass rapes: Art. 169 no. 7 of the 2002 Military Penal Code
133
which replaced the 1972
Military Penal Code to at least formally comply with Congo's international obligations,
134
now provides for the death penalty for cases of sexual violence which amount to crimes
against humanity, if committed in the context of a "general or systematic attack"
135
on
either the D.R.C. or the civilian population.
136
This includes sexual slavery, enforced
prostitution, forced pregnancy, enforced sterilization and similarly grave crimes.
137
Yet the practical application of the D.R.C.'s domestic laws is found wanting and the law
does not have the deterrent effect which is required to prevent future atrocities. This is in
part due to the enormity of the problem and to the government's inability to effectively
rule the affected parts of the country. But it must also be kept in mind that the traditional
position of women in Congolese society continues to be reflected in the law: Remember
that a married woman has to obtain her husband's permission to bring a case to court.
138
"Given that many husbands sever all contacts to their wives after they have been raped
139
or refuse to support them,
140
this already places a first legal obstacle on the victims' path to
justice."
141
If the husband refuses to allow his wife to initiate legal proceedings, a family
council may overrule the husband.
142
Unmarried adult women on the other hand in
theory do not require the consent of their male family members at all.
143
Often though,
they will lack the means to pursue justice in the first place.
,,Articles 444 - 448 of the [Congolese Family] Code place married women in a position of
dependence and submission to their husbands, to the extent that they cannot effect any
legal act without their husband's agreement. These articles are flagrant contradictions of
[Article 16 (1) c)] CEDAW [...], as well as [A]rticle 330 of the Congolese Family Code, both
of which grant the same rights and responsibilities to spouses during marriage and its
dissolution. In practice, these provisions pass the married woman from the guardianship of
her parents to that of her husband."
144
Also, many victims are simply not aware of their rights or lack the necessary means to
pursue justice.
Yet this is only the tip of the iceberg which represents the most practical problem: Women
are second-class citizens in the D.R.C. and are often not aware of their rights. Rape victims
often have to return to their parents' house and the injuries described above unless treated
133
Cf. Klippenberg (Seeking Justice), op. cit., p. 28.
134
The Code Penal Militaire was changed by Loi N
o
024/2002 of18 November 2002 in order to comply with
the requirements of the Rome Statute establishing the International Criminal Court, an international treaty to
which the D.R.C. is a party. Cf. also the Code Judiciaire Militaire, Loi N
o
023/2002 of 18 November 2002
and Pierre Akele Adau Réforme de la justice militaire en RDC: le nouveau droit judiciaire et pénal militaire
transitoire: un ´soft landing´ pour la Cour d´ordre militaire, in: 42 Congo-Afrique: (2002), Issue No. 369/370,
pp. 547 et seq.
135
Art. 169 Code Penal Militaire.
136
Amnesty International (Congo), op. cit., p. 16.
137
Ibid.
138
Ibid., p. 10.
139
Lefort, op. cit.; Wax, op. cit., p. A01.
140
Cf. Sarah Gieseke Rape as a Tool of War in the Eastern Democratic Republic of Congo (2007), p. 12.
141
Kirchner (Congo), op. cit.
142
Juliane Klippenberg (The War within the War), op. cit., p. 85.
143
Ibid.
144
Marie Mossi Mota / Mariana Duarte Committee on the Elimination of Discrimination against Women,
36
th
session, 7-25 August 2006 Report on the implementation of the Convention on the Elimination of All
forms of Discrimination Against Women by the Democratic Republic of Congo, 1
st
ed., World Organization
Against Torture, Geneva (2006), p. 16.
37
(and in many regions, only a fraction of victims will receive treatment) will make it
impossible for them to participate in the everyday life of their society, not even to think of
seeking justice in the courts. If they do so, often only married women of good social
standing who have the support of their families stand a slight chance of finding justice.
145
In fact, according to a report by France 24, of 1,400 rapes only 11 were reported to the
military tribunal.
146
145
Ibid., p. 23; cf. also Kirchner (Congo), op. cit.
146
Cf. http://www.youtube.com/watch?v=hyB2PswYX5o.
39
Chapter IV
A Role for the International Criminal Court
An alternative might be provided by the International Criminal Court (ICC). While
International Human Rights Law lacks sufficient enforcement mechanisms vis-a-vis the
militias, wartime rapes are violations of International Humanitarian Law,
147
the law
governing the conduct of armed forces in times of conflict. Grave violations of the laws of
war are punishable under International Criminal Law which dates back to the Nuremberg
and Tokyo war crimes trials after World War II.
Consistent with the requirements of International Humanitarian Law, the UN demands
that all acts of sexual violence are condemned and prosecuted.
148
Today rape is a war crime
and can be prosecuted by the International Criminal Court (ICC) in The Hague according
to Art. 8 (2) lit. b (XXII) and Art. 8 (2) lit. e (VI) of the Statute of the International
Criminal Court.
149
Already the International Criminal Tribunals have dealt with wartime rape cases:
150
in
Delalic
, the International Criminal Tribunal for the former Yugoslavia (ICTY) equated
sexual violence with torture
151
and in Kunarac sexual slavery, rape and violations of human
dignity were considered to be war crimes and crimes against humanity,
152
to give only some
examples. Also Art. 8 of the ICC Statute includes rape in the list of crimes punishable by
the ICC which only has jurisdiction if the state which should take action is either unwilling
or unable to take adequate action. The D.R.C.'s national authorities are unable to
effectively solve the problem and might also well be suspected of being unwilling to do so.
After all, also the D.R.C.'s regular armed forces are involved in the atrocities.
A step in the right direction, though, was taken by the Congolese government when the
situation in the D.R.C. was referred to the International Criminal Court in March 2004.
153
The ICC is now actively investigating the situation in the D.R.C. and has already started to
bring war crimes suspects before court.
Under Article 75 of the Statute of the ICC, victims can, in theory, receive financial
compensation, if the men who raped them should ever be convicted. But as of today, the
victims in North and South Kivu are still waiting for the ICC to take action in rape cases as
well. For the time being, the International Criminal Court remains a far off option and
more importantly an option which is not really in the hands of the victims. How then can
justice be brought to the women of the Kivus? In Rwanda the judicial system, both
nationally in Rwanda as well as in the ICTR was overwhelmed by the sheer number of
cases. The same applies to the D.R.C. because Congo's courts also cannot handle the
problem adequately.
So far, though, the ICC seems to have more of a thematic approach. For example, in
dealing with the DRC it first focussed on criminal responsibility for recruiting child
147
See also Meron, op. cit.; Aiko Utsumi How the Violence against Women were dealt with in War Crime
Trials, in: Indai Lourdes Sajor (ed.) Common Grounds (1998), pp. 187 et seq.; Askin (Enduring Obstacles),
op. cit.; Askin (War Crimes), op. cit., pp. 262 et seq.; Chinkin, op. cit., and Durham, op. cit.
148
United Nations High Commissioner for Human Rights, op. cit.
149
Cf. Human Rights Watch (ICC), op. cit.; Oosterveld, op. cit.
150
Cf. Askin (Sexual Violence in Decisions and Indictments of the Yugoslav and Rwanda Tribunals); Wood,
op. cit.; Niarchos, op. cit. and Goldstone, op. cit.
151
ICTY Prosecutor v. Delalic, IT-96-21-T, Judgment, 16 November 1998.
152
ICTY Prosecutor v. Kunarac, IT-96-23-T, Judgment, 22 February 2001.
153
ICC Press Release: Prosecutor receives referral of the situation in the Democratic Republic of Congo,
ICC-OTP-20040419-50-En, 19 April 2004.
40
soldiers, because this issue had not yet been addressed by international criminal tribunals.
Rape on the other hand has already been dealt with by the International Criminal Tribunals
for Rwanda and the former Yugoslavia. From a purely legal perspective it makes sense to
widen the understanding of war crimes. For the victims it means that justice is being
delayed.
In any case does the ICC only have a supplementary role, meaning that it only has
jurisdiction of a state is unwilling or unable to provide effective justice. This is why the
DRC government asked the ICC to investigate. And it lacks the necessary force to
apprehend criminals effectively. In the former Yugoslavia NATO forces went hunting for
war crimes suspects. The United Nations' MINUC forces in the DRC are neither trained or
equipped for this task.
Finally, it has to be understood that the role of the ICC like the role of the other
International Tribunals, including already the Nuremberg and Tokyo Tribunals, is largely
symbolic. It is supposed to provide justice by dealing with the main war criminals, to
support the national courts and to serve as a deterrent in order to avoid future atrocities.
This latter role can only be fulfilled by actually sentencing war criminals, regardless of rank
or affiliation.
41
Chapter V
Conclusions and Outlook
But for the time being, it would be unrealistic in any case to assume that the ICC will be
able to bring justice to all victims. At best it will bring global attention to the problem and
send a message that the law also reaches to the D.R.C. Whether that will actually prevent
potential rapists from committing future crimes remains to be seen, in particular since the
ICC does not have a police force of its own but would have to rely on international troops
on the ground. A criminal law solution providing justice for all victims is therefore not
likely to be achieved anytime soon, if at all. This also means that there will be essentially no
deterrent against future rapes and that the problem will continue.
But the key to ensuring both greater access to health care and improving overall support
for victims is the same as to protecting women against rape in the first place: the traditional
position of women in the D.R.C. (and the problem is essentially the same in many other
cultures around the Earth) has to be overcome. This is certainly not "culturally sensitive",
but it is a fundamental respect for women which is lacking here. We are not talking about
feminism or female liberation from a Western perspective. In the D.R.C., women continue
to be second class citizens. Female self-liberation in the Western sense is not a serious
possibility in the D.R.C. Protests by women exist in the D.R.C. but they are still extremely
rare and raped women will be happy not to be kicked out of their families and
communities. Many, maybe most, are.
Traditional taboos continue to prevent many women from seeking help and the stigma
associated with having been raped places victims in danger long after the crime has been
committed.
We are talking about respect.
It is necessary to create a culture of respect for women and girls. This will take generations
and many obstacles will have to be overcome, such as ethnic of religious taboos and views
concerning the position of women in society and in particular the relation between men
and women, or low levels of education in most fundamental ethical issues. Such changes,
though, cannot be imposed top down but have to start with each individual. The state, the
international community or any outsider for that matter, can only help by giving impulses
and by assisting in creating a favorable environment which includes better education
opportunities for both genders.
In the long run, ending violence against women is in everybody's interest. As early as in its
1995 Beijing Conference, the UN state that "[v]iolence against women is an obstacle to the
achievement of the objectives of equality, development and peace".
154
The dissemination
work of the Red Cross, which is teaching about International Humanitarian Law, could
play an important role here, as well as work by religious and other groups. But the key to
protecting women hold those who have the greatest impact on the perpetrators: other men.
Fathers, older brothers, military commanders. By treating women with respect in everyday
life and by setting examples to their children and indeed everyone else around them, it is
men who have to set the standard as to how to treat women. This approach also takes into
account the specific African approach to human rights.
155
Unlike the European and Inter-
154
UN Doc. A/CONF.177/20, 17 October 1995, reprinted in: 35 International Legal Materials (1996), pp.
401 et seq., No. 112.
155
Cf. Articles 18 and 29 ACHPR.
42
American Conventions on Human Rights, the African Charta contains duties of
individuals, including the duty to respect others without discrimination
156
and to respect the
rights of others
157
as well as to uphold and strengthen social solidarity.
158
Respect is the key
to preventing future atrocities against women against our wives, sisters, mothers and
daughters.
156
Art. 28 ACHPR.
157
Art. 27 ACHPR.
158
Art. 29 no. 4 ACHPR.
43
Annexes
Annex 1: Universal Declaration of Human Rights
159
PREAMBLE
Whereas recognition of the inherent dignity and of the equal and inalienable rights of all
members of the human family is the foundation of freedom, justice and peace in the world,
Whereas disregard and contempt for human rights have resulted in barbarous acts which
have outraged the conscience of mankind, and the advent of a world in which human
beings shall enjoy freedom of speech and belief and freedom from fear and want has been
proclaimed as the highest aspiration of the common people,
Whereas it is essential, if man is not to be compelled to have recourse, as a last resort, to
rebellion against tyranny and oppression, that human rights should be protected by the rule
of law,
Whereas it is essential to promote the development of friendly relations between nations,
Whereas the peoples of the United Nations have in the Charter reaffirmed their faith in
fundamental human rights, in the dignity and worth of the human person and in the equal
rights of men and women and have determined to promote social progress and better
standards of life in larger freedom,
Whereas Member States have pledged themselves to achieve, in co-operation with the
United Nations, the promotion of universal respect for and observance of human rights
and fundamental freedoms,
Whereas a common understanding of these rights and freedoms is of the greatest
importance for the full realization of this pledge,
Now, Therefore THE GENERAL ASSEMBLY proclaims THIS UNIVERSAL
DECLARATION OF HUMAN RIGHTS as a common standard of achievement for all
peoples and all nations, to the end that every individual and every organ of society, keeping
this Declaration constantly in mind, shall strive by teaching and education to promote
respect for these rights and freedoms and by progressive measures, national and
international, to secure their universal and effective recognition and observance, both
among the peoples of Member States themselves and among the peoples of territories
under their jurisdiction.
Article 1
All human beings are born free and equal in dignity and rights. They are endowed with
reason and conscience and should act towards one another in a spirit of brotherhood.
Article 2
Everyone is entitled to all the rights and freedoms set forth in this Declaration, without
distinction of any kind, such as race, colour, sex, language, religion, political or other
opinion, national or social origin, property, birth or other status. Furthermore, no
distinction shall be made on the basis of the political, jurisdictional or international status
of the country or territory to which a person belongs, whether it be independent, trust,
non-self-governing or under any other limitation of sovereignty.
159
United Nations General Assembly Resolution 217 A (III), 10 December 1948.
44
Article 3
Everyone has the right to life, liberty and security of person.
Article 4
No one shall be held in slavery or servitude; slavery and the slave trade shall be prohibited
in all their forms.
Article 5
No one shall be subjected to torture or to cruel, inhuman or degrading treatment or
punishment.
Article 6
Everyone has the right to recognition everywhere as a person before the law.
Article 7
All are equal before the law and are entitled without any discrimination to equal protection
of the law. All are entitled to equal protection against any discrimination in violation of this
Declaration and against any incitement to such discrimination.
Article 8
Everyone has the right to an effective remedy by the competent national tribunals for acts
violating the fundamental rights granted him by the constitution or by law.
Article 9
No one shall be subjected to arbitrary arrest, detention or exile.
Article 10
Everyone is entitled in full equality to a fair and public hearing by an independent and
impartial tribunal, in the determination of his rights and obligations and of any criminal
charge against him.
Article 11
(1) Everyone charged with a penal offence has the right to be presumed innocent until
proved guilty according to law in a public trial at which he has had all the guarantees
necessary for his defence.
(2) No one shall be held guilty of any penal offence on account of any act or omission
which did not constitute a penal offence, under national or international law, at the time
when it was committed. Nor shall a heavier penalty be imposed than the one that was
applicable at the time the penal offence was committed.
Article 12
No one shall be subjected to arbitrary interference with his privacy, family, home or
correspondence, nor to attacks upon his honour and reputation. Everyone has the right to
the protection of the law against such interference or attacks.
Article 13
(1) Everyone has the right to freedom of movement and residence within the borders of
each state.
45
(2) Everyone has the right to leave any country, including his own, and to return to his
country.
Article 14
(1) Everyone has the right to seek and to enjoy in other countries asylum from persecution.
(2) This right may not be invoked in the case of prosecutions genuinely arising from non-
political crimes or from acts contrary to the purposes and principles of the United Nations.
Article 15
(1) Everyone has the right to a nationality.
(2) No one shall be arbitrarily deprived of his nationality nor denied the right to change his
nationality.
Article 16
(1) Men and women of full age, without any limitation due to race, nationality or religion,
have the right to marry and to found a family. They are entitled to equal rights as to
marriage, during marriage and at its dissolution.
(2) Marriage shall be entered into only with the free and full consent of the intending
spouses.
(3) The family is the natural and fundamental group unit of society and is entitled to
protection by society and the State.
Article 17
(1) Everyone has the right to own property alone as well as in association with others.
(2) No one shall be arbitrarily deprived of his property.
Article 18
Everyone has the right to freedom of thought, conscience and religion; this right includes
freedom to change his religion or belief, and freedom, either alone or in community with
others and in public or private, to manifest his religion or belief in teaching, practice,
worship and observance.
Article 19
Everyone has the right to freedom of opinion and expression; this right includes freedom
to hold opinions without interference and to seek, receive and impart information and
ideas through any media and regardless of frontiers.
Article 20
(1) Everyone has the right to freedom of peaceful assembly and association.
(2) No one may be compelled to belong to an association.
Article 21
(1) Everyone has the right to take part in the government of his country, directly or
through freely chosen representatives.
(2) Everyone has the right of equal access to public service in his country.
(3) The will of the people shall be the basis of the authority of government; this will shall
be expressed in periodic and genuine elections which shall be by universal and equal
suffrage and shall be held by secret vote or by equivalent free voting procedures.
46
Article 22
Everyone, as a member of society, has the right to social security and is entitled to
realization, through national effort and international co-operation and in accordance with
the organization and resources of each State, of the economic, social and cultural rights
indispensable for his dignity and the free development of his personality.
Article 23
(1) Everyone has the right to work, to free choice of employment, to just and favourable
conditions of work and to protection against unemployment.
(2) Everyone, without any discrimination, has the right to equal pay for equal work.
(3) Everyone who works has the right to just and favourable remuneration ensuring for
himself and his family an existence worthy of human dignity, and supplemented, if
necessary, by other means of social protection.
(4) Everyone has the right to form and to join trade unions for the protection of his
interests.
Article 24
Everyone has the right to rest and leisure, including reasonable limitation of working hours
and periodic holidays with pay.
Article 25
(1) Everyone has the right to a standard of living adequate for the health and well-being of
himself and of his family, including food, clothing, housing and medical care and necessary
social services, and the right to security in the event of unemployment, sickness, disability,
widowhood, old age or other lack of livelihood in circumstances beyond his control.
(2) Motherhood and childhood are entitled to special care and assistance. All children,
whether born in or out of wedlock, shall enjoy the same social protection.
Article 26
(1) Everyone has the right to education. Education shall be free, at least in the elementary
and fundamental stages. Elementary education shall be compulsory. Technical and
professional education shall be made generally available and higher education shall be
equally accessible to all on the basis of merit.
(2) Education shall be directed to the full development of the human personality and to the
strengthening of respect for human rights and fundamental freedoms. It shall promote
understanding, tolerance and friendship among all nations, racial or religious groups, and
shall further the activities of the United Nations for the maintenance of peace.
(3) Parents have a prior right to choose the kind of education that shall be given to their
children.
Article 27
(1) Everyone has the right freely to participate in the cultural life of the community, to
enjoy the arts and to share in scientific advancement and its benefits.
(2) Everyone has the right to the protection of the moral and material interests resulting
from any scientific, literary or artistic production of which he is the author.
Article 28
Everyone is entitled to a social and international order in which the rights and freedoms set
forth in this Declaration can be fully realized.
47
Article 29
(1) Everyone has duties to the community in which alone the free and full development of
his personality is possible.
(2) In the exercise of his rights and freedoms, everyone shall be subject only to such
limitations as are determined by law solely for the purpose of securing due recognition and
respect for the rights and freedoms of others and of meeting the just requirements of
morality, public order and the general welfare in a democratic society.
(3) These rights and freedoms may in no case be exercised contrary to the purposes and
principles of the United Nations.
Article 30
Nothing in this Declaration may be interpreted as implying for any State, group or person
any right to engage in any activity or to perform any act aimed at the destruction of any of
the rights and freedoms set forth herein.
48
Annex 2: International Convention on Civil and Political Rights
160
PREAMBLE
The States Parties to the present Covenant,
Considering that, in accordance with the principles proclaimed in the Charter of the United
Nations, recognition of the inherent dignity and of the equal and inalienable rights of all
members of the human family is the foundation of freedom, justice and peace in the world,
Recognizing that these rights derive from the inherent dignity of the human person,
Recognizing that, in accordance with the Universal Declaration of Human Rights, the ideal
of free human beings enjoying civil and political freedom and freedom from fear and want
can only be achieved if conditions are created whereby everyone may enjoy his civil and
political rights, as well as his economic, social and cultural rights,
Considering the obligation of States under the Charter of the United Nations to promote
universal respect for, and observance of, human rights and freedoms,
Realizing that the individual, having duties to other individuals and to the community to
which he belongs, is under a responsibility to strive for the promotion and observance of
the rights recognized in the present Covenant,
Agree upon the following articles:
PART I
Article I
1. All peoples have the right of self-determination. By virtue of that right they freely
determine their political status and freely pursue their economic, social and cultural
development.
2. All peoples may, for their own ends, freely dispose of their natural wealth and resources
without prejudice to any obligations arising out of international economic co-operation,
based upon the principle of mutual benefit, and international law. In no case may a people
be deprived of its own means of subsistence.
3. The States Parties to the present Covenant, including those having responsibility for the
administration of Non-Self-Governing and Trust Territories, shall promote the realization
of the right of self-determination, and shall respect that right, in conformity with the
provisions of the Charter of the United Nations.
PART II
Article 2
1. Each State Party to the present Covenant undertakes to respect and to ensure to all
individuals within its territory and subject to its jurisdiction the rights recognized in the
present Covenant, without distinction of any kind, such as race, colour, sex, language,
religion, political or other opinion, national or social origin, property, birth or other status.
2. Where not already provided for by existing legislative or other measures, each State Party
to the present Covenant undertakes to take the necessary steps, in accordance with its
constitutional processes and with the provisions of the present Covenant, to adopt such
160
United Nations General Assembly Resolution 2200A (XXI), 21 U.N. GAOR Supp. (No. 16) at 52, U.N.
Doc. A/6316 (1966), 999 U.N.T.S. 171.
49
legislative or other measures as may be necessary to give effect to the rights recognized in
the present Covenant.
3. Each State Party to the present Covenant undertakes:
(a) To ensure that any person whose rights or freedoms as herein recognized are
violated shall have an effective remedy, notwithstanding that the violation has been
committed by persons acting in an official capacity;
(b) To ensure that any person claiming such a remedy shall have his right thereto
determined by competent judicial, administrative or legislative authorities, or by any
other competent authority provided for by the legal system of the State, and to
develop the possibilities of judicial remedy;
(c) To ensure that the competent authorities shall enforce such remedies when
granted.
Article 3
The States Parties to the present Covenant undertake to ensure the equal right of men and
women to the enjoyment of all civil and political rights set forth in the present Covenant.
Article 4
1 . In time of public emergency which threatens the life of the nation and the existence of
which is officially proclaimed, the States Parties to the present Covenant may take
measures derogating from their obligations under the present Covenant to the extent
strictly required by the exigencies of the situation, provided that such measures are not
inconsistent with their other obligations under international law and do not involve
discrimination solely on the ground of race, colour, sex, language, religion or social origin.
2. No derogation from articles 6, 7, 8 (paragraphs I and 2), 11, 15, 16 and 18 may be made
under this provision.
3. Any State Party to the present Covenant availing itself of the right of derogation shall
immediately inform the other States Parties to the present Covenant, through the
intermediary of the Secretary-General of the United Nations, of the provisions from which
it has derogated and of the reasons by which it was actuated. A further communication
shall be made, through the same intermediary, on the date on which it terminates such
derogation.
Article 5
1. Nothing in the present Covenant may be interpreted as implying for any State, group or
person any right to engage in any activity or perform any act aimed at the destruction of
any of the rights and freedoms recognized herein or at their limitation to a greater extent
than is provided for in the present Covenant.
2. There shall be no restriction upon or derogation from any of the fundamental human
rights recognized or existing in any State Party to the present Covenant pursuant to law,
conventions, regulations or custom on the pretext that the present Covenant does not
recognize such rights or that it recognizes them to a lesser extent.
PART III
Article 6
1. Every human being has the inherent right to life. This right shall be protected by law. No
one shall be arbitrarily deprived of his life.
50
2. In countries which have not abolished the death penalty, sentence of death may be
imposed only for the most serious crimes in accordance with the law in force at the time of
the commission of the crime and not contrary to the provisions of the present Covenant
and to the Convention on the Prevention and Punishment of the Crime of Genocide. This
penalty can only be carried out pursuant to a final judgement rendered by a competent
court.
3. When deprivation of life constitutes the crime of genocide, it is understood that nothing
in this article shall authorize any State Party to the present Covenant to derogate in any way
from any obligation assumed under the provisions of the Convention on the Prevention
and Punishment of the Crime of Genocide.
4. Anyone sentenced to death shall have the right to seek pardon or commutation of the
sentence. Amnesty, pardon or commutation of the sentence of death may be granted in all
cases.
5. Sentence of death shall not be imposed for crimes committed by persons below eighteen
years of age and shall not be carried out on pregnant women.
6. Nothing in this article shall be invoked to delay or to prevent the abolition of capital
punishment by any State Party to the present Covenant.
Article 7
No one shall be subjected to torture or to cruel, inhuman or degrading treatment or
punishment. In particular, no one shall be subjected without his free consent to medical or
scientific experimentation.
Article 8
1. No one shall be held in slavery; slavery and the slave-trade in all their forms shall be
prohibited.
2. No one shall be held in servitude.
3.
(a) No one shall be required to perform forced
or compulsory labour;
(b) Paragraph 3 (a) shall not be held to preclude, in countries where imprisonment
with hard labour may be imposed as a punishment for a crime, the performance of
hard labour in pursuance of a sentence to such punishment by a competent court;
(c) For the purpose of this paragraph the term "forced or compulsory labour" shall
not include:
(i) Any work or service, not referred to in subparagraph (b), normally
required of a person who is under detention in consequence of a lawful
order of a court, or of a person during conditional release from such
detention;
(ii) Any service of a military character and, in countries where conscientious
objection is recognized, any national service required by law of
conscientious objectors;
(iii) Any service exacted in cases of emergency or calamity threatening the
life or well-being of the community;
(iv) Any work or service which forms part of normal civil obligations.
Article 9
1. Everyone has the right to liberty and security of person. No one shall be subjected to
arbitrary arrest or detention. No one shall be deprived of his liberty except on such
grounds and in accordance with such procedure as are established by law.
51
2. Anyone who is arrested shall be informed, at the time of arrest, of the reasons for his
arrest and shall be promptly informed of any charges against him.
3. Anyone arrested or detained on a criminal charge shall be brought promptly before a
judge or other officer authorized by law to exercise judicial power and shall be entitled to
trial within a reasonable time or to release. It shall not be the general rule that persons
awaiting trial shall be detained in custody, but release may be subject to guarantees to
appear for trial, at any other stage of the judicial proceedings, and, should occasion arise,
for execution of the judgement.
4. Anyone who is deprived of his liberty by arrest or detention shall be entitled to take
proceedings before a court, in order that that court may decide without delay on the
lawfulness of his detention and order his release if the detention is not lawful.
5. Anyone who has been the victim of unlawful arrest or detention shall have an
enforceable right to compensation.
Article 10
1. All persons deprived of their liberty shall be treated with humanity and with respect for
the inherent dignity of the human person.
2.
(a) Accused persons shall, save in exceptional circumstances, be segregated from
convicted persons and shall be subject to separate treatment appropriate to their
status as unconvicted persons;
(b) Accused juvenile persons shall be separated from adults and brought as speedily
as possible for adjudication. 3. The penitentiary system shall comprise treatment of
prisoners the essential aim of which shall be their reformation and social
rehabilitation. Juvenile offenders shall be segregated from adults and be accorded
treatment appropriate to their age and legal status.
Article 11
No one shall be imprisoned merely on the ground of inability to fulfil a contractual
obligation.
Article 12
1. Everyone lawfully within the territory of a State shall, within that territory, have the right
to liberty of movement and freedom to choose his residence.
2. Everyone shall be free to leave any country, including his own.
3. The above-mentioned rights shall not be subject to any restrictions except those which
are provided by law, are necessary to protect national security, public order (ordre public),
public health or morals or the rights and freedoms of others, and are consistent with the
other rights recognized in the present Covenant.
4. No one shall be arbitrarily deprived of the right to enter his own country.
Article 13
An alien lawfully in the territory of a State Party to the present Covenant may be expelled
therefrom only in pursuance of a decision reached in accordance with law and shall, except
where compelling reasons of national security otherwise require, be allowed to submit the
reasons against his expulsion and to have his case reviewed by, and be represented for the
purpose before, the competent authority or a person or persons especially designated by
the competent authority.
52
Article 14
1. All persons shall be equal before the courts and tribunals. In the determination of any
criminal charge against him, or of his rights and obligations in a suit at law, everyone shall
be entitled to a fair and public hearing by a competent, independent and impartial tribunal
established by law. The press and the public may be excluded from all or part of a trial for
reasons of morals, public order (ordre public) or national security in a democratic society,
or when the interest of the private lives of the parties so requires, or to the extent strictly
necessary in the opinion of the court in special circumstances where publicity would
prejudice the interests of justice; but any judgement rendered in a criminal case or in a suit
at law shall be made public except where the interest of juvenile persons otherwise requires
or the proceedings concern matrimonial disputes or the guardianship of children.
2. Everyone charged with a criminal offence shall have the right to be presumed innocent
until proved guilty according to law.
3. In the determination of any criminal charge against him, everyone shall be entitled to the
following minimum guarantees, in full equality:
(a) To be informed promptly and in detail in a language which he understands of
the nature and cause of the charge against him;
(b) To have adequate time and facilities for the preparation of his defence and to
communicate with counsel of his own choosing;
(c) To be tried without undue delay;
(d) To be tried in his presence, and to defend himself in person or through legal
assistance of his own choosing; to be informed, if he does not have legal assistance,
of this right; and to have legal assistance assigned to him, in any case where the
interests of justice so require, and without payment by him in any such case if he
does not have sufficient means to pay for it;
(e) To examine, or have examined, the witnesses against him and to obtain the
attendance and examination of witnesses on his behalf under the same conditions
as witnesses against him;
(f) To have the free assistance of an interpreter if he cannot understand or speak
the language used in court;
(g) Not to be compelled to testify against
himself or to confess guilt.
4. In the case of juvenile persons, the procedure shall be such as will take account of their
age and the desirability of promoting their rehabilitation.
5. Everyone convicted of a crime shall have the right to his conviction and sentence being
reviewed by a higher tribunal according to law.
6. When a person has by a final decision been convicted of a criminal offence and when
subsequently his conviction has been reversed or he has been pardoned on the ground that
a new or newly discovered fact shows conclusively that there has been a miscarriage of
justice, the person who has suffered punishment as a result of such conviction shall be
compensated according to law, unless it is proved that the non-disclosure of the unknown
fact in time is wholly or partly attributable to him.
7. No one shall be liable to be tried or punished again for an offence for which he has
already been finally convicted or acquitted in accordance with the law and penal procedure
of each country.
Article 15
1 . No one shall be held guilty of any criminal offence on account of any act or omission
which did not constitute a criminal offence, under national or international law, at the time
when it was committed. Nor shall a heavier penalty be imposed than the one that was
53
applicable at the time when the criminal offence was committed. If, subsequent to the
commission of the offence, provision is made by law for the imposition of the lighter
penalty, the offender shall benefit thereby.
2. Nothing in this article shall prejudice the trial and punishment of any person for any act
or omission which, at the time when it was committed, was criminal according to the
general principles of law recognized by the community of nations.
Article 16
Everyone shall have the right to recognition everywhere as a person before the law.
Article 17
1. No one shall be subjected to arbitrary or unlawful interference with his privacy, family,
home or correspondence, nor to unlawful attacks on his honour and reputation.
2. Everyone has the right to the protection of the law against such interference or attacks.
Article 18
1. Everyone shall have the right to freedom of thought, conscience and religion. This right
shall include freedom to have or to adopt a religion or belief of his choice, and freedom,
either individually or in community with others and in public or private, to manifest his
religion or belief in worship, observance, practice and teaching.
2. No one shall be subject to coercion which would impair his freedom to have or to adopt
a religion or belief of his choice.
3. Freedom to manifest one's religion or beliefs may be subject only to such limitations as
are prescribed by law and are necessary to protect public safety, order, health, or morals or
the fundamental rights and freedoms of others.
4. The States Parties to the present Covenant undertake to have respect for the liberty of
parents and, when applicable, legal guardians to ensure the religious and moral education of
their children in conformity with their own convictions.
Article 19
1. Everyone shall have the right to hold opinions without interference.
2. Everyone shall have the right to freedom of expression; this right shall include freedom
to seek, receive and impart information and ideas of all kinds, regardless of frontiers, either
orally, in writing or in print, in the form of art, or through any other media of his choice.
3. The exercise of the rights provided for in paragraph 2 of this article carries with it special
duties and responsibilities. It may therefore be subject to certain restrictions, but these shall
only be such as are provided by law and are necessary:
(a) For respect of the rights or reputations of others;
(b) For the protection of national security or of public order (ordre public), or of
public health or morals.
Article 20
1. Any propaganda for war shall be prohibited by law.
2. Any advocacy of national, racial or religious hatred that constitutes incitement to
discrimination, hostility or violence shall be prohibited by law.
Article 21
The right of peaceful assembly shall be recognized. No restrictions may be placed on the
exercise of this right other than those imposed in conformity with the law and which are
0 Kommentare